The financial markets are huge, and the potential for financial fraud is virtually limitless. Government regulators can’t be everywhere. But the Securities and Exchange Commission’s new whistleblower program encourages people with information about financial fraud to be the SEC’s eyes and ears. The rewards can be significant. The SEC has just announced its first award… Continue Reading
Tag Archives: Securities and Exchange Commission
Back-Dating Options And 401k Plans: Do Employees Have A Right To Sue?
If you’re an employee with a 401k plan that has in it shares in the company you work for, and the executives of your company back-date their stock options — thereby decreasing the value of your company’s shares and the value of your 401k plan — do you have a right to sue for violations… Continue Reading